Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF27 Investment Management (17 Mar 2006 to 31 Mar 2007)
    • CF21 Investment Adviser (25 May 2004 to 31 Mar 2007)
  • Charteris Treasury Portfolio Managers Limited (no longer approved here)

    FRN 114952

    • CF14 Risk Assessment (1 Dec 2001 to 14 Nov 2003)
    • CF15 Internal Audit (1 Dec 2001 to 14 Nov 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Nov 2003)
    • CF26 Customer Trading (1 Dec 2001 to 14 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.