Calton Wealth Management Ltd

• Principal Place of Business

  Calton Wealth Management

  8 Rutland Square

  Edinburgh

  EH1 2AS

  UNITED KINGDOM

  Phone

  +441313786680

  Web

  https://www.caltonwm.com

• Complaints Contact

  Calton Wealth Management

  8 Rutland Square

  Edinburgh

  EH1 2AS

  UNITED KINGDOM

  Phone

  +441313786681

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bruce Scott Hendry

  IRN BSH01016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
• Daniel Tarokh

  IRN DXT00365

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 6 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2026)
• Duncan David Gay

  IRN DXG01912

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 28 May 2025)
  • [FCA CF] Functions requiring qualifications (since 28 May 2025)
• Elliot Guthrie

  IRN EXG22527

  • [FCA CF] Client dealing (31 Jul 2023 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (31 Jul 2023 to 31 Jan 2025)
• Gary Peter Richard King

  IRN GPK00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Jul 2025)
• Gary Scott Dale

  IRN GSD01038

  • Director of firm who is not a certification employee or a SMF manager (since 11 Jan 2022)
• Graeme Beveridge

  IRN GXB01743

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
  • [FCA CF] Client dealing (since 27 Jan 2025)
• Ian Archibald Morrison

  IRN IAM01036

  • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 1 Oct 2025)
  • [FCA CF] Client dealing (1 Nov 2023 to 1 Oct 2025)
• James Blacklaw

  IRN JXB01994

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 May 2022)
  • [FCA CF] Client dealing (since 18 May 2022)
• Jan Alexander Mosalski

  IRN JAM01238

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Dec 2025)
  • [FCA CF] Client dealing (since 5 Dec 2025)

No changes recorded yet.