Calton Wealth Management Ltd

• Principal Place of Business

  Calton Wealth Management

  8 Rutland Square

  Edinburgh

  EH1 2AS

  UNITED KINGDOM

  Phone

  +441313786680

  Web

  https://www.caltonwm.com

• Complaints Contact

  Calton Wealth Management

  8 Rutland Square

  Edinburgh

  EH1 2AS

  UNITED KINGDOM

  Phone

  +441313786681

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeffrey David Bernstein

  IRN JDB00042

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 May 2023)
  • [FCA CF] Client dealing (since 15 May 2023)
• Kathryn Jane Tomlinson

  IRN KJK00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Oct 2023)
  • [FCA CF] Client dealing (since 15 Oct 2023)
• Kevin Mann

  IRN KXM00257

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2025)
  • [FCA CF] Client dealing (since 6 Oct 2025)
• Laura Bruce

  IRN LXB00566

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2023)
• Mark William Grattan Polson

  IRN MWP00008

  • Director of firm who is not a certification employee or a SMF manager (since 27 Oct 2023)
• Matthew Starr

  IRN MXS05338

  • [FCA CF] Client dealing (17 Jul 2025 to 18 Jul 2025)
  • [FCA CF] Functions requiring qualifications (17 Jul 2025 to 18 Jul 2025)
• Paul Rollo Scobie

  IRN PRS00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
  • [FCA CF] Client dealing (since 28 Nov 2025)
• Paul Stewart McCabe

  IRN PSM01103

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 May 2025)
  • [FCA CF] Functions requiring qualifications (since 7 May 2025)
• Richard Murray

  IRN RXM00072

  • [FCA CF] Client dealing (29 Jun 2023 to 16 Dec 2025)
  • [FCA CF] Functions requiring qualifications (29 Jun 2023 to 16 Dec 2025)
• Roderick John Anderson

  IRN RJA01186

  • [FCA CF] Client dealing (2 Dec 2021 to 30 Mar 2026)
  • [FCA CF] Functions requiring qualifications (2 Dec 2021 to 30 Mar 2026)

No changes recorded yet.