Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
    • [FCA CF] Client dealing (since 28 Nov 2025)
  • GRANGE WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 623155

    • [FCA CF] Client dealing (2 Dec 2020 to 3 Jun 2021)
    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 3 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 3 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Jun 2021)
    • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
    • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2014 to 8 Dec 2019)
    • CF1 Director (1 Dec 2014 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 May 2010 to 4 Sep 2012)
    • CF21 Investment Adviser (2 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.