Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Calton Wealth Management Ltd
FRN 958604
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 May 2025)
- [FCA CF] Functions requiring qualifications (since 7 May 2025)
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- [FCA CF] Client dealing (20 Jan 2023 to 2 May 2025)
- [FCA CF] Functions requiring qualifications (20 Jan 2023 to 2 May 2025)
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- [FCA CF] Client dealing (10 Dec 2019 to 25 Jul 2022)
- Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 25 Jul 2022)
- CF30 Customer (18 May 2019 to 28 Jun 2022)
- CF1 Director (AR) (18 May 2019 to 28 Jun 2022)
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- Employed By (18 May 2019 to 18 Nov 2022)
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- CF30 Customer (26 Jun 2018 to 23 Apr 2019)
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- (5)Employed By (26 Jun 2018 to 23 Apr 2019)
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- CF30 Customer (3 Nov 2014 to 31 May 2018)
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- CF21 Investment Adviser (20 Mar 2006 to 1 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
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