Kathryn Jane Tomlinson

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Calton Wealth Management Ltd

    FRN 958604

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2023)
  • CAILEAN LTD (no longer approved here)

    FRN 740111

    • [FCA CF] Functions requiring qualifications (23 Nov 2020 to 30 Nov 2023)
    • [FCA CF] Client dealing (23 Nov 2020 to 30 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2023)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2016 to 8 Dec 2019)
    • CF1 Director (3 Oct 2016 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (12 Jun 2013 to 15 Nov 2016)
  • Melville Independent plc (no longer approved here)

    FRN 550326

    • Employed By (15 Jun 2011 to 7 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.