Duncan David Gay

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Calton Wealth Management Ltd

    FRN 958604

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 May 2025)
    • [FCA CF] Client dealing (since 28 May 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (24 May 2024 to 29 May 2025)
    • [FCA CF] Functions requiring qualifications (24 May 2024 to 29 May 2025)
  • Torphin Financial Planning Ltd (no longer approved here)

    FRN 618460

    • (3)[FCA CF] Functions requiring qualifications (27 Oct 2020 to 31 May 2025)
    • (2)[FCA CF] Client dealing (27 Oct 2020 to 31 May 2025)
    • (1)CF30 Customer (13 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)CF30 Customer at Torphin Financial Planning Ltd

  2. controlled function added: (2)[FCA CF] Client dealing at Torphin Financial Planning Ltd

  3. controlled function added: (3)[FCA CF] Functions requiring qualifications at Torphin Financial Planning Ltd