Bruce Scott Hendry

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Calton Wealth Management Ltd

    FRN 958604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
    • [FCA CF] Client dealing (since 30 Sep 2024)
  • Thomson Cooper (no longer approved here)

    FRN 104673

    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Sep 2024)
    • CF30 Customer (14 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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