Gary Peter Richard King

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Calton Wealth Management Ltd

    FRN 958604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2025)
    • [FCA CF] Client dealing (since 16 Jul 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (15 Mar 2020 to 14 Jul 2025)
    • [FCA CF] Functions requiring qualifications (15 Mar 2020 to 14 Jul 2025)
  • SOLUTIONS WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 585549

    • CF30 Customer (22 Jul 2013 to 31 Aug 2015)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (17 Mar 2003 to 5 Nov 2004)
  • Save & Invest (Financial Planning) Limited (no longer approved here)

    FRN 144940

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 3 Mar 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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