Save & Invest (Financial Planning) Limited

• Principal Place of Business

  Save & Invest (Financial Planning) Ltd

  100 West Regent Street

  Glasgow

  Glasgow City

  G2 2QD

  UNITED KINGDOM

  Phone

  +4401413328088

  Web

  https://shackletonadvisers.co.uk

• Complaints Contact

  Save & Invest (Financial Planning) Ltd

  100 West Regent Street

  Glasgow

  Glasgow City

  G2 2QD

  UNITED KINGDOM

  Phone

  +4401413328088

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Fallon

  IRN AXF00595

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
• Adrian Robert Turner

  IRN ART00036

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (19 Jan 2012 to 30 Jun 2023)
• Allan Morrison

  IRN AXM10054

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Sep 2025)
  • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
• Barry David Fleming

  IRN BDF01012

  • CF30 Customer (21 Feb 2008 to 24 Oct 2008)
• Caitlin Loynd

  IRN CHL01026

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Feb 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (22 Feb 2005 to 31 Oct 2007)
• Callum Gorrie

  IRN CXG00271

  • [FCA CF] Client dealing (5 Aug 2021 to 23 Oct 2024)
  • [FCA CF] Functions requiring qualifications (5 Aug 2021 to 23 Oct 2024)
• David Roger Phipps

  IRN DRP00012

  • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
  • CF21 Investment Adviser (21 Jul 2004 to 31 Oct 2007)
• David Traill Stoddart

  IRN DTS00004

  • CF30 Customer (23 Aug 2011 to 29 Sep 2011)
• David William Strachan

  IRN DWS00009

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
  • CF1 Director (11 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Jul 2004 to 31 Oct 2007)
• Eleanor Jane Wilson

  IRN EXA00017

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)

• Save & Invest FT Limited (no longer appointed)

  FRN 464453 · Appointed 26 Feb 2007 · Until 24 Oct 2025

No changes recorded yet.