Barry David Fleming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cochran Dickie & MacKenzie Limited

    FRN 451060

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2020)
    • CF30 Customer (9 Dec 2008 to 8 Dec 2019)
  • Save & Invest (Financial Planning) Limited (no longer approved here)

    FRN 144940

    • CF30 Customer (21 Feb 2008 to 24 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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