Cochran Dickie & MacKenzie Limited

• Principal Place of Business

  21 Moss Street

  Paisley

  Renfrewshire

  PA1 1BX

  UNITED KINGDOM

  Phone

  +4401418892245

• Complaints Contact

  21 Moss St

  Paisley

  Renfrewshire

  PA1 1BX

  SCOTLAND

  Phone

  +4401418892245

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Angus Storrie

  IRN AXS01854

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2023)
  • SMF3 Executive Director (9 Dec 2019 to 13 Jul 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Jan 2023)
  • Responsible for Insurance Mediation (12 Jun 2006 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (12 Jun 2006 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (12 Jun 2006 to 13 Dec 2018)
  • CF10 Compliance Oversight (12 Jun 2006 to 8 Dec 2019)
  • CF1 Director (12 Jun 2006 to 8 Dec 2019)
• Barry David Fleming

  IRN BDF01012

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Nov 2020)
  • CF30 Customer (9 Dec 2008 to 8 Dec 2019)
• Callum David Gerrard

  IRN CDG01051

  • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
  • CF1 Director (26 Oct 2007 to 8 Dec 2019)
• Ewan Spence MacPhillimy

  IRN EXM00495

  • SMF3 Executive Director (since 1 Jul 2025)
• Fiona Baillie Cameron

  IRN FBC01007

  • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2021)
  • CF1 Director (26 Oct 2007 to 8 Dec 2019)
• Jennifer May Cochran

  IRN JXC08755

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (12 Dec 2018 to 8 Dec 2019)
  • CF1 Director (12 Dec 2018 to 8 Dec 2019)
• John Charles Houston

  IRN JCH00016

  • CF30 Customer (1 Nov 2007 to 17 Dec 2008)
  • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
• Karen Watson Girvan

  IRN KXG00189

  • SMF3 Executive Director (since 6 Jan 2022)
• Lyndsey Adam

  IRN LXA08749

  • SMF16 Compliance Oversight (since 30 Jan 2023)
  • Responsibility for MCD Intermediation (since 30 Jan 2023)
  • Responsible for Insurance Distribution (since 30 Jan 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (10 Dec 2018 to 8 Dec 2019)
• Patrick robert Small

  IRN PRS01170

  • CF1 Director (26 Oct 2007 to 9 Nov 2018)

No changes recorded yet.