Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 13 Jul 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2023)
- Responsibility for MCD Intermediation (21 Mar 2016 to 31 Jan 2023)
- CF1 Director (12 Jun 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (12 Jun 2006 to 31 Mar 2009)
- Responsible for Insurance Mediation (12 Jun 2006 to 30 Sep 2018)
- CF11 Money Laundering Reporting (12 Jun 2006 to 13 Dec 2018)
- CF10 Compliance Oversight (12 Jun 2006 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.