Richard George Carew

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd

    FRN 186419

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
    • [FCA CF] Client dealing (since 1 May 2021)
  • Cambrian Associates Limited (no longer approved here)

    FRN 158976

    • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 30 Apr 2021)
    • [FCA CF] Client dealing (1 Feb 2020 to 30 Apr 2021)
    • CF1 Director (AR) (3 Jan 2012 to 30 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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