Richard Charles Price

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd

    FRN 186419

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Mar 2011)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
  • Priceguard Ltd

    FRN 455502

    • (1)Employed By (since 3 Jan 2007)
  • St Paul's Priceguard Ltd (no longer approved here)

    FRN 455157

    • Employed By (3 Jan 2007 to 21 Nov 2007)
  • Priceguard Independent Financial Advisers (no longer approved here)

    FRN 183427

    • (5)Employed By (1 Oct 1998 to 18 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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