Richard Edward William Fawdrey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 20 Aug 2018)
- CF30 Customer (since 30 Apr 2013)
Chatsworth Wealth Management Limited
FRN 816246
- Employed By (since 20 Aug 2018)
Chatsworth Wealth Management Ltd (no longer approved here)
FRN 775328
- Employed By (25 Oct 2017 to 11 Oct 2018)
The Platt Partnership Limited (no longer approved here)
FRN 493199
- Employed By (30 Apr 2013 to 25 Oct 2017)
Pi Financial Ltd (no longer approved here)
FRN 186419
- CF30 Customer (1 Jan 2013 to 30 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.