PGIM FUND MANAGEMENT LIMITED

• Principal Place of Business

  Grand Buildings

  1-3 The Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402077662400

  Web

  https://www.pgim.com

• Complaints Contact

  Grand Buildings

  1-3 The Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402077662400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mary Wooley Hamilton King

  IRN MXK00140

  • [FCA CF] Client dealing (1 Jul 2020 to 3 Oct 2023)
• Mathew Royal Crowther

  IRN MRC01166

  • SMF9 Chair of the Governing Body (since 15 Nov 2024)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (23 Jul 2014 to 8 Dec 2019)
• Matthew Jerrold Chanin

  IRN MJC01355

  • CF30 Customer (1 Nov 2007 to 4 May 2010)
  • CF27 Investment Management (1 Apr 2004 to 31 Oct 2007)
  • CF3 Chief Executive (24 Jun 2002 to 4 May 2010)
  • CF8 Apportionment and Oversight (24 Jun 2002 to 31 Oct 2007)
  • CF1 Director (24 Jun 2002 to 4 May 2010)
• Michael David Gallagher

  IRN MXG01295

  • [FCA CF] Client dealing (since 24 Aug 2022)
• Niall Simpson

  IRN NXS01153

  • CF15 Internal Audit (1 Dec 2001 to 1 Oct 2005)
• Nicoleta Lazar

  IRN NXL00232

  • [FCA CF] Client dealing (since 3 Oct 2025)
• Nidhya Ramasubbu

  IRN NXR01525

  • [FCA CF] Client dealing (1 Jul 2020 to 30 Jun 2021)
• Olivier Astruc

  IRN OPA01002

  • CF30 Customer (15 Jan 2015 to 24 Apr 2015)
• Oscar Kingsbury

  IRN OXK00008

  • [FCA CF] Client dealing (since 7 Dec 2021)
• Paul Andrew Fleymng Stanford

  IRN PXS00172

  • SMF1 Chief Executive (30 Dec 2021 to 31 May 2023)
  • SMF3 Executive Director (30 Dec 2021 to 31 May 2023)
  • [FCA CF] Significant management (1 Jul 2021 to 31 May 2023)
  • [FCA CF] Client dealing (1 Jul 2020 to 31 May 2023)

No changes recorded yet.