Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Client dealing (24 Aug 2022 to 31 May 2023)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • SMF1 Chief Executive (30 Dec 2021 to 31 May 2023)
    • SMF3 Executive Director (30 Dec 2021 to 31 May 2023)
    • [FCA CF] Significant management (1 Jul 2021 to 31 May 2023)
    • [FCA CF] Client dealing (1 Jul 2020 to 31 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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