Michael David Gallagher

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PGIM FUND MANAGEMENT LIMITED
FRN 181389
- [FCA CF] Client dealing (since 24 Aug 2022)
PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 1 Jul 2020)
- CF30 Customer (29 Oct 2012 to 8 Dec 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (8 Dec 2008 to 31 Aug 2012)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF21 Investment Adviser (7 May 2004 to 31 Oct 2007)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.