Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM FUND MANAGEMENT LIMITED
FRN 181389
- SMF9 Chair of the Governing Body (since 15 Nov 2024)
- [FCA CF] Client dealing (since 1 Jul 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 Oct 2017 to 8 Dec 2019)
- CF30 Customer (23 Jul 2014 to 8 Dec 2019)
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- CF1 Director (3 Oct 2017 to 16 Oct 2019)
- CF30 Customer (25 Mar 2009 to 8 Dec 2019)
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- CF21 Investment Adviser (21 Jun 2007 to 5 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.