Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 15 Nov 2024)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (23 Jul 2014 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF1 Director (3 Oct 2017 to 16 Oct 2019)
    • CF30 Customer (25 Mar 2009 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (21 Jun 2007 to 5 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.