Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF30 Customer (1 Nov 2007 to 4 May 2010)
    • CF27 Investment Management (1 Apr 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (24 Jun 2002 to 31 Oct 2007)
    • CF3 Chief Executive (24 Jun 2002 to 4 May 2010)
    • CF1 Director (24 Jun 2002 to 4 May 2010)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (1 Nov 2007 to 23 Dec 2011)
    • CF26 Customer Trading (16 Dec 2004 to 31 Oct 2007)
  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • CF1 Director (24 Jun 2002 to 2 Feb 2010)
    • CF3 Chief Executive (24 Jun 2002 to 1 Aug 2005)
    • CF8 Apportionment and Oversight (24 Jun 2002 to 1 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.