Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 4 May 2010)
- CF27 Investment Management (1 Apr 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (24 Jun 2002 to 31 Oct 2007)
- CF3 Chief Executive (24 Jun 2002 to 4 May 2010)
- CF1 Director (24 Jun 2002 to 4 May 2010)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2011)
- CF26 Customer Trading (16 Dec 2004 to 31 Oct 2007)
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- CF1 Director (24 Jun 2002 to 2 Feb 2010)
- CF3 Chief Executive (24 Jun 2002 to 1 Aug 2005)
- CF8 Apportionment and Oversight (24 Jun 2002 to 1 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.