PGIM FUND MANAGEMENT LIMITED

• Principal Place of Business

  Grand Buildings

  1-3 The Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402077662400

  Web

  https://www.pgim.com

• Complaints Contact

  Grand Buildings

  1-3 The Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402077662400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul East

  IRN PXE00119

  • [FCA CF] Material risk taker (since 20 Nov 2023)
• Paul Richard Dennis-Jones

  IRN PRD01081

  • [FCA CF] Material risk taker (1 Jul 2020 to 31 Aug 2022)
  • [FCA CF] Client dealing (1 Jul 2020 to 31 Aug 2022)
  • [FCA CF] Significant management (1 Jul 2020 to 30 Jun 2021)
  • CF30 Customer (18 Jul 2014 to 8 Dec 2019)
• Peter Anthony Hayes

  IRN PAH01307

  • [FCA CF] Material risk taker (1 Jul 2021 to 26 Jul 2021)
  • CF29 Significant management (26 Jun 2017 to 8 Dec 2019)
• Peter Gervase Spencer

  IRN PGS01041

  • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Mar 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 13 Mar 2003)
  • CF1 Director (1 Dec 2001 to 13 Mar 2003)
• Peter Robertson

  IRN PXR00458

  • [FCA CF] Client dealing (since 6 May 2025)
• Philip Mathew Barrett

  IRN PMB01075

  • [FCA CF] Material risk taker (1 Jul 2020 to 22 Nov 2023)
  • [FCA CF] Significant management (1 Jul 2020 to 22 Nov 2023)
  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
  • CF1 Director (22 Jul 2014 to 2 Jul 2019)
• Philip Robert McDonald

  IRN PRM01119

  • CF1 Director (8 Jul 2004 to 27 May 2005)
• Raimondo Amabile

  IRN RXA01728

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • SMF1 Chief Executive (18 Jan 2020 to 18 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 18 Jan 2020)
  • CF1 Director (22 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
• Rolf Marcus Barrie Brien

  IRN RMB01103

  • CF8 Apportionment and Oversight (4 Jan 2002 to 27 Nov 2002)
  • CF3 Chief Executive (4 Jan 2002 to 27 Nov 2002)
  • CF27 Investment Management (1 Dec 2001 to 27 Nov 2002)
  • CF1 Director (1 Dec 2001 to 27 Nov 2002)
• Rory Morrison

  IRN RXM02130

  • [FCA CF] Client dealing (since 19 May 2025)

No changes recorded yet.