Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • [FCA CF] Material risk taker (1 Jul 2020 to 22 Nov 2023)
    • [FCA CF] Significant management (1 Jul 2020 to 22 Nov 2023)
    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
    • CF1 Director (22 Jul 2014 to 2 Jul 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (29 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 16 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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