Paul Richard Dennis-Jones

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bristol and Bath Regional Capital CIC

    FRN 1039653

    • [FCA CF] Client dealing (since 2 Mar 2026)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • [FCA CF] Client dealing (1 Jul 2020 to 31 Aug 2022)
    • [FCA CF] Material risk taker (1 Jul 2020 to 31 Aug 2022)
    • [FCA CF] Significant management (1 Jul 2020 to 30 Jun 2021)
    • CF30 Customer (18 Jul 2014 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Significant management (1 Jul 2020 to 30 Jun 2021)
    • [FCA CF] Material risk taker (1 Jul 2020 to 30 Jun 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 31 Aug 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Mar 2022)
    • CF29 Significant management (2 Sep 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Sep 2015 to 30 Sep 2018)
    • CF30 Customer (1 Sep 2009 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 24 Aug 2009)
    • CF27 Investment Management (5 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.