Bristol and Bath Regional Capital CIC

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
Authorised to Operate
Arranges Investments

For Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Adam Greenhalgh
IRN AXG01158
- [FCA CF] Client dealing (since 13 Feb 2026)
Edward John Rowberry
IRN EJR01042
- SMF3 Executive Director (since 2 Feb 2026)
- [FCA CF] Client dealing (since 2 Feb 2026)
Jari Moate
IRN JXM03887
- [FCA CF] Client dealing (since 20 Feb 2026)
Laura Rhiannon Barrow
IRN LXB91709
- SMF3 Executive Director (since 2 Feb 2026)
- [FCA CF] Client dealing (since 2 Feb 2026)
Paul Richard Dennis-Jones
IRN PRD01081
- [FCA CF] Client dealing (since 2 Mar 2026)
Ruth Ann Foreman
IRN RXF00402
- SMF9 Chair of the Governing Body (since 2 Feb 2026)
Shane James
IRN SXJ00634
- SMF16 Compliance Oversight (since 2 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2026)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.