Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bristol and Bath Regional Capital CIC
FRN 1039653
- SMF3 Executive Director (since 2 Feb 2026)
- [FCA CF] Client dealing (since 2 Feb 2026)
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- CF3 Chief Executive (AR) (10 Mar 2025 to 28 Jan 2026)
- CF1 Director (AR) (10 Mar 2025 to 28 Jan 2026)
- CF30 Customer (10 Mar 2025 to 28 Jan 2026)
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- CF30 Customer (5 Nov 2015 to 11 Mar 2025)
- CF1 Director (AR) (5 Nov 2015 to 11 Mar 2025)
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- Employed By (5 Nov 2015 to 28 Jan 2026)
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- CF21 Investment Adviser (11 Mar 2005 to 31 May 2005)
- CF27 Investment Management (11 Mar 2005 to 5 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.