The Social Investment Market Community Interest Company

Date authorised
1 April 2013
Companies House
05727586
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Regent's Place
    London
    SE3 0LX
    UNITED KINGDOM
    Phone
    +4407710064610
    Web
    https://www.investingforgood.co.uk

  • Complaints Contact

    1 Regent's Place
    London
    SE3 0LX
    UNITED KINGDOM
    Phone
    +447710064610

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Jarman

    IRN JXA01549

    • Director of firm who is not a certification employee or a SMF manager (14 Apr 2021 to 25 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
  • Caroline Louise Mason

    IRN CLM01085

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF10 Compliance Oversight (4 May 2007 to 31 Dec 2011)
    • CF11 Money Laundering Reporting (4 May 2007 to 31 Dec 2011)
    • CF22 Investment Adviser (Trainee) (4 May 2007 to 31 Oct 2007)
    • CF1 Director (4 May 2007 to 31 Dec 2011)
  • Edward John Rowberry

    IRN EJR01042

    • CF30 Customer (5 Nov 2015 to 11 Mar 2025)
    • CF1 Director (AR) (5 Nov 2015 to 11 Mar 2025)
  • Emma Reffold

    IRN EXR01395

    • CF30 Customer (22 Sep 2017 to 6 Apr 2018)
  • Gabrielle Dene Blumberg

    IRN GDB01084

    • CF30 Customer (12 Apr 2012 to 1 May 2014)
  • Geoffrey Robert Burnand

    IRN GRB01045

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jan 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 May 2007 to 31 Oct 2007)
    • CF1 Director (4 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
    • CF3 Chief Executive (4 May 2007 to 8 Dec 2019)
  • Hardeep Singh Rai

    IRN HXR88078

    • CF3 Chief Executive (AR) (1 Dec 2023 to 10 Jun 2024)
    • CF30 Customer (1 Dec 2023 to 10 Jun 2024)
    • CF1 Director (AR) (1 Dec 2023 to 10 Jun 2024)
  • Jasmine Savage

    IRN JXS00671

    • CF30 Customer (25 May 2021 to 7 Oct 2021)
  • Joy Saunders

    IRN JXS03637

    • CF30 Customer (12 Sep 2016 to 13 Sep 2017)
  • Laura Rhiannon Barrow

    IRN LXB91709

    • CF30 Customer (25 Aug 2020 to 11 Mar 2025)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.