Caroline Louise Mason

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Better Society Capital Limited (no longer approved here)

    FRN 568940

    • CF28 Systems and controls (15 Mar 2012 to 8 Nov 2013)
    • CF11 Money Laundering Reporting (15 Mar 2012 to 8 Nov 2013)
    • CF30 Customer (15 Mar 2012 to 8 Nov 2013)
  • The Charity Bank Limited (no longer approved here)

    FRN 207701

    • CF11 Money Laundering Reporting (6 Jul 2010 to 1 Aug 2011)
    • CF28 Systems and controls (6 Jul 2010 to 1 Aug 2011)
  • The Social Investment Market Community Interest Company (no longer approved here)

    FRN 463260

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF22 Investment Adviser (Trainee) (4 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 May 2007 to 31 Dec 2011)
    • CF10 Compliance Oversight (4 May 2007 to 31 Dec 2011)
    • CF1 Director (4 May 2007 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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