The Charity Bank Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Senior staff personally approved by the FCA to hold their roles here.

Alan Charles Hodson
IRN ACH01090
- SMF9 Chair of the Governing Body (since 15 May 2019)
Alan Philip Graham
IRN APG01103
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 1 Jan 2017)
- CF2 Non Executive Director (13 Oct 2010 to 6 Mar 2016)
Ambreen Ajmal Shah
IRN AXA00409
- Director of firm who is not a certification employee or a SMF manager (7 Jul 2021 to 16 Dec 2025)
Andrew Francis Aspital
IRN AFA01038
- CF10 Compliance Oversight (18 Mar 2010 to 11 Nov 2011)
Andrew Ian Munro
IRN AIM01037
- CF2 Non Executive Director (10 Sep 2010 to 25 Apr 2013)
Ann Marie Cairns
IRN AXC02096
- CF2 Non Executive Director (26 Aug 2008 to 14 Dec 2011)
Anna Lindsay Shiel
IRN ALS01045
- Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 7 Jun 2022)
- CF2 Non Executive Director (9 Apr 2014 to 6 Mar 2016)
Austen Patrick Brown
IRN APB01115
- CF2 Non Executive Director (20 May 2004 to 1 Jan 2007)
Barbara Phillips
IRN BXP01260
- CF2 Non Executive Director (30 May 2006 to 5 Apr 2008)
Brian Garton Jenkins
IRN BGJ01007
- CF2 Non Executive Director (1 May 2002 to 11 May 2004)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.