The Social Investment Market Community Interest Company
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Regent's PlaceLondonSE3 0LXUNITED KINGDOM- Phone
- +4407710064610
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Complaints Contact
1 Regent's PlaceLondonSE3 0LXUNITED KINGDOM- Phone
- +447710064610
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Louise O'Sullivan
IRN LXO01117
- CF30 Customer (12 Aug 2013 to 26 Jan 2015)
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Marc Hearn
IRN MXH01939
- CF30 Customer (11 Feb 2015 to 16 Sep 2015)
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Meera Shah
IRN MXS03184
- CF30 Customer (28 Aug 2012 to 1 Aug 2013)
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Michael Anthony Smith
IRN MAS01199
- CF30 Customer (1 Dec 2021 to 23 Feb 2023)
- CF1 Director (AR) (1 Dec 2021 to 23 Feb 2023)
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Michael Jonathan Dyson
IRN MJD01159
- CF1 Director (AR) (27 May 2021 to 1 Apr 2022)
- CF30 Customer (31 Oct 2016 to 14 Jan 2020)
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Nils Stephen Johnson
IRN NSJ01010
- CF30 Customer (19 Aug 2021 to 5 Jan 2023)
- CF3 Chief Executive (AR) (14 Feb 2021 to 5 Jan 2023)
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Shun Yu Bonnie Chiu
IRN SXC00773
- CF30 Customer (4 Apr 2022 to 3 Mar 2025)
- CF1 Director (AR) (4 Apr 2022 to 3 Mar 2025)
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Stephanie Brobbey
IRN SXB01091
- CF30 Customer (30 Nov 2022 to 2 Jan 2024)
- CF1 Director (AR) (30 Nov 2022 to 2 Jan 2024)
- CF3 Chief Executive (AR) (30 Nov 2022 to 2 Jan 2024)
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William Close-Brooks
IRN WXC01265
- CF30 Customer (16 Nov 2015 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kaleidoscope Investments Limited (no longer appointed)
FRN 1004168 · Appointed 1 Dec 2023 · Until 27 Jun 2024
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Good Ancestor Movement Limited (no longer appointed)
FRN 987935 · Appointed 29 Nov 2022 · Until 8 Jan 2024
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The Social Investment Consultancy Ltd (no longer appointed)
FRN 973174 · Appointed 30 Mar 2022 · Until 11 Mar 2025
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Impact Advisers Capital Ltd (no longer appointed)
FRN 942951 · Appointed 14 Jan 2021 · Until 6 Jan 2023
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Bristol & Bath Regional Capital CIC (no longer appointed)
FRN 724121 · Appointed 1 Nov 2015 · Until 26 Mar 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.