The Social Investment Market Community Interest Company

Date authorised
1 April 2013
Companies House
05727586
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Regent's Place
    London
    SE3 0LX
    UNITED KINGDOM
    Phone
    +4407710064610
  • Complaints Contact

    1 Regent's Place
    London
    SE3 0LX
    UNITED KINGDOM
    Phone
    +447710064610

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise O'Sullivan

    IRN LXO01117

    • CF30 Customer (12 Aug 2013 to 26 Jan 2015)
  • Marc Hearn

    IRN MXH01939

    • CF30 Customer (11 Feb 2015 to 16 Sep 2015)
  • Meera Shah

    IRN MXS03184

    • CF30 Customer (28 Aug 2012 to 1 Aug 2013)
  • Michael Anthony Smith

    IRN MAS01199

    • CF30 Customer (1 Dec 2021 to 23 Feb 2023)
    • CF1 Director (AR) (1 Dec 2021 to 23 Feb 2023)
  • Michael Jonathan Dyson

    IRN MJD01159

    • CF1 Director (AR) (27 May 2021 to 1 Apr 2022)
    • CF30 Customer (31 Oct 2016 to 14 Jan 2020)
  • Nils Stephen Johnson

    IRN NSJ01010

    • CF30 Customer (19 Aug 2021 to 5 Jan 2023)
    • CF3 Chief Executive (AR) (14 Feb 2021 to 5 Jan 2023)
  • Shun Yu Bonnie Chiu

    IRN SXC00773

    • CF30 Customer (4 Apr 2022 to 3 Mar 2025)
    • CF1 Director (AR) (4 Apr 2022 to 3 Mar 2025)
  • Stephanie Brobbey

    IRN SXB01091

    • CF30 Customer (30 Nov 2022 to 2 Jan 2024)
    • CF1 Director (AR) (30 Nov 2022 to 2 Jan 2024)
    • CF3 Chief Executive (AR) (30 Nov 2022 to 2 Jan 2024)
  • William Close-Brooks

    IRN WXC01265

    • CF30 Customer (16 Nov 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.