Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM FUND MANAGEMENT LIMITED
FRN 181389
- [FCA CF] Client dealing (since 1 Jul 2020)
- SMF1 Chief Executive (18 Jan 2020 to 18 Jan 2022)
- SMF3 Executive Director (9 Dec 2019 to 18 Jan 2020)
- CF1 Director (22 Jul 2014 to 8 Dec 2019)
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 1 Jul 2020)
- SMF3 Executive Director (9 Dec 2019 to 27 Mar 2020)
- CF1 Director (23 Apr 2013 to 8 Dec 2019)
- CF30 Customer (21 Nov 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.