Peter Gervase Spencer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • CF1 Director (1 Dec 2001 to 13 Mar 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 Mar 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Mar 2003)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF1 Director (1 Dec 2001 to 13 Mar 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 Mar 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Mar 2003)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF10 Compliance Oversight (1 Dec 2001 to 13 Mar 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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