PGIM FUND MANAGEMENT LIMITED

• Principal Place of Business

  Grand Buildings

  1-3 The Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402077662400

  Web

  https://www.pgim.com

• Complaints Contact

  Grand Buildings

  1-3 The Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402077662400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Margareta Jack

  IRN EMH01042

  • [FCA CF] Client dealing (1 Jul 2020 to 8 Mar 2021)
• Eric Bernard Collinet-Adler

  IRN EBA01001

  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
  • CF29 Significant management (22 Jul 2014 to 8 Dec 2019)
• Faris Mansour

  IRN FXM01648

  • [FCA CF] Significant management (1 Jul 2021 to 31 Mar 2022)
  • [FCA CF] Client dealing (1 Jul 2020 to 30 Apr 2025)
  • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
  • CF30 Customer (28 May 2015 to 8 Dec 2019)
• Greg Kane

  IRN GXK00300

  • [FCA CF] Material risk taker (since 4 Feb 2026)
• Heather Carol Day

  IRN HCR01019

  • SMF1 Chief Executive (since 23 Oct 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (19 Apr 2016 to 8 Dec 2019)
• Heather Louise Day

  IRN HLD01008

  • CF1 Director (29 Mar 2016 to 19 Apr 2016)
• Ian Edward Baker

  IRN IEB01007

  • CF1 Director (29 Oct 2003 to 3 Jun 2004)
• Ibtissem Sfaxi

  IRN IXS01229

  • SMF3 Executive Director (since 8 Oct 2024)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Material risk taker (1 Jul 2021 to 26 Jul 2021)
  • CF30 Customer (11 Sep 2019 to 8 Dec 2019)
• James David Frederick Mathias

  IRN JDM01169

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
  • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
• James J. Sullivan

  IRN JJS01111

  • CF1 Director (22 Jul 2014 to 18 Jul 2016)

No changes recorded yet.