Ian Edward Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PATRIZIA PROPERTY INVESTMENT MANAGERS LLP (no longer approved here)

    FRN 475264

    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2019)
    • Responsible for Insurance Mediation (23 Apr 2018 to 30 Sep 2018)
    • CF29 Significant management (23 Apr 2018 to 30 Jun 2019)
    • CF30 Customer (19 Jan 2011 to 25 Jul 2019)
    • CF28 Systems and controls (2 Jan 2008 to 1 Feb 2008)
    • CF11 Money Laundering Reporting (2 Jan 2008 to 25 Jul 2019)
    • CF4 Partner (2 Jan 2008 to 23 Mar 2018)
    • CF10 Compliance Oversight (2 Jan 2008 to 25 Jul 2019)
  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • CF1 Director (29 Oct 2003 to 3 Jun 2004)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF1 Director (29 Oct 2003 to 3 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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