Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM FUND MANAGEMENT LIMITED
FRN 181389
- SMF3 Executive Director (since 8 Oct 2024)
- [FCA CF] Client dealing (since 1 Jul 2020)
- [FCA CF] Material risk taker (1 Jul 2021 to 26 Jul 2021)
- CF30 Customer (11 Sep 2019 to 8 Dec 2019)
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 1 Jul 2020)
- CF30 Customer (11 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.