Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • [FCA CF] Significant management (1 Jul 2021 to 31 Mar 2022)
    • [FCA CF] Client dealing (1 Jul 2020 to 30 Apr 2025)
    • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
    • CF30 Customer (28 May 2015 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Client dealing (1 Jul 2020 to 30 Apr 2025)
    • CF30 Customer (28 May 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.