James David Frederick Mathias

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM FUND MANAGEMENT LIMITED

    FRN 181389

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
    • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • CF30 Customer (5 Aug 2008 to 7 Jun 2012)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.