PERSPECTIVE (SOUTH EAST) LIMITED

• Principal Place of Business

  16 Shenley Pavilions

  Chalkdell Drive

  Shenley Wood

  Milton Keynes

  MK5 6LB

  UNITED KINGDOM

  Phone

  +4401908257888

  Web

  https://www.pfgl.co.uk/southeast

• Complaints Contact

  16 Shenley Pavilions

  Chalkdell Drive

  Shenley Wood

  Milton Keynes

  MK5 6LB

  UNITED KINGDOM

  Phone

  +4401908257888

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Willis

  IRN AJW00111

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
• Andrew Robert Taylor

  IRN ART01094

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
  • [FCA CF] Client dealing (since 20 Mar 2026)
• Andrew William Devlin

  IRN AWD00004

  • CF21 Investment Adviser (18 Jun 2004 to 21 Apr 2007)
  • CF22 Investment Adviser (Trainee) (6 May 2004 to 18 Jun 2004)
• Anthony Andrew Apps

  IRN AAA00005

  • CF30 Customer (6 Aug 2018 to 30 Nov 2020)
• Anthony Arthur James Bannard Smith

  IRN AAS00001

  • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 29 Jul 2011)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Aug 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 2 Apr 2008)
  • CF1 Director (1 Dec 2001 to 29 Jul 2011)
• Anthony Jackson Morrow

  IRN AXM01751

  • CF1 Director (AR) (26 Jun 2009 to 18 Mar 2011)
  • CF11 Money Laundering Reporting (3 Apr 2008 to 10 Mar 2010)
  • CF8 Apportionment and Oversight (3 Apr 2008 to 31 Mar 2009)
  • CF1 Director (3 Apr 2008 to 18 Mar 2011)
  • Responsible for Insurance Mediation (3 Apr 2008 to 18 Mar 2011)
  • CF10 Compliance Oversight (3 Apr 2008 to 10 Mar 2010)
• Baijul Shah

  IRN BXS00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 28 Nov 2022)
• Benjamin James Butler

  IRN BXB00068

  • [FCA CF] Client dealing (28 Nov 2022 to 22 Aug 2023)
  • [FCA CF] Functions requiring qualifications (28 Nov 2022 to 22 Aug 2023)
  • Appointed representative dealing with clients for which they require qualification (17 Nov 2022 to 18 Nov 2022)
• Benjamin Kil Yung Tang

  IRN BXT23630

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Sep 2021)
  • CF30 Customer (9 Nov 2019 to 3 Sep 2021)
• Brian Sidney Stone

  IRN BSS01023

  • CF30 Customer (6 Aug 2008 to 30 Dec 2010)

• Perspective (Avon) Ltd (no longer appointed)

  FRN 580297 · Appointed 26 Apr 2012 · Until 30 Dec 2020 · Tied agent

• Perspective (Home Counties) Limited (no longer appointed)

  FRN 520519 · Appointed 17 Mar 2010 · Until 26 Jan 2026

• Chambers & Co (Chelmsford) Ltd (no longer appointed)

  FRN 511938 · Appointed 9 Nov 2009 · Until 30 Dec 2013

• Perspective (South East) Limited (no longer appointed)

  FRN 507704 · Appointed 1 Oct 2009 · Until 30 Nov 2025

• McGregors Wealth Management Ltd (no longer appointed)

  FRN 502851 · Appointed 25 Jun 2009 · Until 18 Mar 2011

No changes recorded yet.