Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2026)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (14 Sep 2011 to 4 Nov 2011)
  • Liberty Bishop Financial Services 2112 (no longer approved here)

    FRN 177640

    • (5)Employed By (22 Jan 1999 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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