Baijul Shah

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2022)
  • Perspective (North West) Limited

    FRN 229808

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2023)
  • Attain Wealth Management Limited (no longer approved here)

    FRN 535786

    • [FCA CF] Functions requiring qualifications (8 Jun 2020 to 24 Nov 2022)
    • [FCA CF] Client dealing (10 Dec 2019 to 24 Nov 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (31 Jul 2013 to 8 Sep 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (8 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jul 2005 to 8 Feb 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (5 Feb 2004 to 1 Sep 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (28 Apr 2003 to 15 Dec 2003)
    • CF22 Investment Adviser (Trainee) (10 May 2002 to 28 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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