Attain Wealth Management Limited

• Principal Place of Business

  Unit 5b Ridgeway Court

  Grovebury Road

  Leighton Buzzard

  Bedfordshire

  LU7 4SF

  UNITED KINGDOM

  Phone

  +4401525379774

  Web

  https://www.attainwealthmanagement.co.uk

• Complaints Contact

  Attain Wealth Management Ltd

  Unit 5B

  Ridgeway Court

  Leighton Buzzard

  Central Bedfordshire

  LU7 4SF

  UNITED KINGDOM

  Phone

  +441525378675

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only
  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages
  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Baijul Shah

  IRN BXS00011

  • [FCA CF] Functions requiring qualifications (8 Jun 2020 to 24 Nov 2022)
  • [FCA CF] Client dealing (10 Dec 2019 to 24 Nov 2022)
• Gordon Alexander Crothers

  IRN GAC00039

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 17 Mar 2021)
  • [FCA CF] Manager of certification employee (since 17 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
  • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
• Lee Christopher Warman

  IRN LCW00001

  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 15 Dec 2021)
  • [FCA CF] Client dealing (10 Dec 2019 to 15 Dec 2021)
  • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
• Lindsey Taylor

  IRN LXT74555

  • SMF3 Executive Director (since 26 Oct 2020)
  • [FCA CF] Client dealing (since 10 Dec 2019)
• Matthew Bradshaw

  IRN MXB02691

  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Client dealing (10 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (8 Feb 2013 to 8 Dec 2019)
• Paul Mitchell Haigh

  IRN PMH01112

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 Jan 2025)
  • [FCA CF] Client dealing (since 14 Jan 2025)
  • [FCA CF] Client dealing (10 Dec 2019 to 4 Dec 2023)
  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 4 Dec 2023)
  • CF30 Customer (29 Oct 2015 to 8 Dec 2019)
• Robert John Price

  IRN RJP00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
  • [FCA CF] Client dealing (since 17 Mar 2021)
  • SMF3 Executive Director (since 5 Feb 2020)
  • CF30 Customer (6 Apr 2011 to 8 Dec 2019)
• Thomas Jason French

  IRN TXF00147

  • [FCA CF] Functions requiring qualifications (16 Aug 2022 to 4 Dec 2023)
  • [FCA CF] Client dealing (16 Aug 2022 to 4 Dec 2023)

No changes recorded yet.