Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Attain Wealth Management Limited
FRN 535786
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Jan 2025)
- [FCA CF] Client dealing (since 14 Jan 2025)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 4 Dec 2023)
- [FCA CF] Client dealing (10 Dec 2019 to 4 Dec 2023)
- CF30 Customer (29 Oct 2015 to 8 Dec 2019)
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- CF2 Non Executive Director (AR) (14 Sep 2012 to 9 Jul 2013)
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- CF30 Customer (4 Apr 2011 to 6 Jun 2012)
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- CF30 Customer (1 Nov 2007 to 25 Jan 2008)
- CF21 Investment Adviser (2 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Nov 2005 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (1 Jan 2005 to 29 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.