Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jan 2025)
    • [FCA CF] Client dealing (since 14 Jan 2025)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 4 Dec 2023)
    • [FCA CF] Client dealing (10 Dec 2019 to 4 Dec 2023)
    • CF30 Customer (29 Oct 2015 to 8 Dec 2019)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF2 Non Executive Director (AR) (14 Sep 2012 to 9 Jul 2013)
  • Master Adviser CFP Limited (no longer approved here)

    FRN 458919

    • CF30 Customer (4 Apr 2011 to 6 Jun 2012)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF30 Customer (1 Nov 2007 to 25 Jan 2008)
    • CF21 Investment Adviser (2 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Nov 2005 to 31 Oct 2007)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF22 Investment Adviser (Trainee) (1 Jan 2005 to 29 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.