Benjamin James Butler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Smythe House Limited

    FRN 583142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2025)
    • [FCA CF] Client dealing (since 3 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (21 Aug 2023 to 13 Dec 2024)
    • CF30 Customer (24 Jul 2023 to 13 Dec 2024)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (474)Employed By (24 Jul 2023 to 13 Dec 2024)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • [FCA CF] Functions requiring qualifications (28 Nov 2022 to 22 Aug 2023)
    • [FCA CF] Client dealing (28 Nov 2022 to 22 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (17 Nov 2022 to 18 Nov 2022)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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