Smythe House Limited

• Principal Place of Business

  6 Duke Street St James's

  2nd Floor

  London

  SW1Y 6BN

  UNITED KINGDOM

  Phone

  +4402031795300

  Web

  https://www.smythehouse.co.uk

• Complaints Contact

  6 Duke Street St James's

  2nd Floor

  London

  SW1Y 6BN

  UNITED KINGDOM

  Phone

  +4402031795300

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Alexander Brewis Pollock

  IRN AAP01019

  • [FCA CF] Client dealing (31 May 2022 to 13 Oct 2022)
  • [FCA CF] Functions requiring qualifications (31 May 2022 to 13 Oct 2022)
• Adam Young

  IRN AXY00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 2 May 2024)
  • [FCA CF] Client dealing (since 29 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
• Alexis Emmanuel Kalmanovitz

  IRN AEK01012

  • CF4 Partner (AR) (30 Sep 2016 to 29 Aug 2018)
• Andrew David McCartney

  IRN ADM01290

  • CF30 Customer (28 Jan 2016 to 1 Jul 2019)
  • CF1 Director (AR) (28 Jan 2016 to 1 Jul 2019)
• Archibald William Owen England

  IRN AWE01025

  • CF30 Customer (11 Aug 2016 to 6 Mar 2020)
• Benjamin James Butler

  IRN BXB00068

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Apr 2025)
• Chris Fong

  IRN CXF01422

  • CF30 Customer (14 Aug 2014 to 6 Mar 2020)
• Chris Wheatcroft

  IRN CXW01681

  • CF30 Customer (13 Aug 2014 to 4 Sep 2017)
• Christopher Thomas Fawcus Crawford

  IRN CTC01009

  • [FCA CF] Functions requiring qualifications (15 Jun 2023 to 29 Jan 2024)
  • [FCA CF] Client dealing (22 Oct 2021 to 13 Oct 2022)
• Claire Crook

  IRN CXC00016

  • [FCA CF] Functions requiring qualifications (12 Dec 2022 to 23 Oct 2024)
  • [FCA CF] Client dealing (28 Apr 2022 to 23 Oct 2024)

• Whitespace Ventures Limited (no longer appointed)

  FRN 733191 · Appointed 22 Jan 2016 · Until 5 Jul 2019

• Zelig Associates Europe LLP (no longer appointed)

  FRN 593120 · Appointed 19 Dec 2012 · Until 9 Mar 2020 · Tied agent

No changes recorded yet.