Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited (no longer approved here)

    FRN 124885

    • [FCA CF] Functions requiring qualifications (7 Feb 2024 to 1 Jul 2024)
    • [FCA CF] Client dealing (25 May 2022 to 1 Jul 2024)
  • Smythe House Limited (no longer approved here)

    FRN 583142

    • [FCA CF] Functions requiring qualifications (12 Dec 2022 to 23 Oct 2024)
    • [FCA CF] Client dealing (28 Apr 2022 to 23 Oct 2024)
  • Trevor Downing Financial Management (IFA) Limited (no longer approved here)

    FRN 118176

    • [FCA CF] Client dealing (21 Sep 2020 to 24 Nov 2021)
    • [FCA CF] Functions requiring qualifications (21 Sep 2020 to 24 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.