Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Smythe House Limited
FRN 583142
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 2 May 2024)
- [FCA CF] Client dealing (since 29 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
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- (10)Employed By (1 Oct 1998 to 23 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
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