Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (15 Jun 2023 to 29 Jan 2024)
- [FCA CF] Client dealing (22 Oct 2021 to 13 Oct 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2024)
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- CF30 Customer (25 Jul 2018 to 4 Mar 2019)
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- CF30 Customer (30 Jan 2014 to 17 Jul 2018)
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- CF30 Customer (10 Dec 2007 to 24 Feb 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.