Peregrine & Black Investment Management Limited

• Principal Place of Business

  5 Bolton Street

  Mayfair

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +442037501801

  Web

  https://www.peregrineblack.com

• Complaints Contact

  5 Bolton Street

  Mayfair

  London

  W1J 8BA

  UNITED KINGDOM

  Phone

  +442037501801

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only
  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only
  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick Henry Bullman

  IRN PHB01050

  • Responsible for Insurance Distribution (since 6 Oct 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2021)
  • SMF16 Compliance Oversight (since 2 Feb 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (25 Jan 2021 to 10 Feb 2023)
  • CF11 Money Laundering Reporting (3 Feb 2017 to 28 Nov 2018)
  • CF10 Compliance Oversight (3 Feb 2017 to 28 Nov 2018)
  • CF1 Director (3 Feb 2017 to 8 Dec 2019)
• Peter John Hale

  IRN PJH01204

  • CF30 Customer (10 Oct 2017 to 24 Jun 2019)
• Peter Shutt

  IRN PXS02090

  • CF30 Customer (12 Sep 2018 to 24 Sep 2019)
• Peter Stuart Bodycombe

  IRN PSB01058

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
  • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
• Philip Gent

  IRN PMG01119

  • 10. Broker fund adviser
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Client dealing (since 22 May 2023)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (17 Apr 2020 to 10 Feb 2023)
  • CF1 Director (3 Feb 2017 to 8 Dec 2019)
  • CF3 Chief Executive (3 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
• Prajesh Maheshchandra Patel

  IRN PMP01077

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Aug 2023)
  • [FCA CF] Client dealing (since 24 Jul 2023)
• Robert Francis Jessurun

  IRN RFJ01005

  • CF30 Customer (21 May 2018 to 22 Nov 2018)
• Robert James Saunders

  IRN RJS01451

  • [FCA CF] Client dealing (22 May 2023 to 9 Apr 2024)
  • CF30 Customer (11 Feb 2021 to 1 Oct 2022)
  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 9 Apr 2024)
  • Appointed representative dealing with clients for which they require qualification (11 Feb 2020 to 22 May 2023)
• Ruben Clodoaldo Garcia Ossorio

  IRN RCG01093

  • [FCA CF] Functions requiring qualifications (12 May 2022 to 13 Mar 2023)
• Samuel John Moon

  IRN SJM01467

  • [FCA CF] Client dealing (since 9 Apr 2026)

• P&B Wealth Planning Limited (no longer appointed)

  FRN 920976 · Appointed 11 Feb 2020 · Until 2 May 2023

No changes recorded yet.