Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hoxton Wealth (UK) Ltd
FRN 586130
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Apr 2026)
- [FCA CF] Client dealing (since 16 Apr 2026)
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- [FCA CF] Functions requiring qualifications (7 Aug 2023 to 25 Nov 2025)
- [FCA CF] Client dealing (7 Aug 2023 to 25 Nov 2025)
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- [FCA CF] Functions requiring qualifications (12 May 2022 to 13 Mar 2023)
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- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 12 Jul 2021)
- CF30 Customer (30 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (7 Aug 2015 to 8 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.