Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (15 May 2019 to 8 Dec 2019)
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- CF30 Customer (10 Oct 2017 to 24 Jun 2019)
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- CF30 Customer (9 Aug 2010 to 14 Jul 2011)
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- CF30 Customer (16 Sep 2009 to 8 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- CF21 Investment Adviser (27 Oct 2004 to 18 May 2005)
- CF26 Customer Trading (1 Dec 2001 to 23 May 2003)
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- CF21 Investment Adviser (6 Feb 2004 to 6 Sep 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.